James Eric Matthew Bucknall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (since 2 Mar 2022)
    • [FCA CF] Manager of certification employee (since 30 Dec 2021)
    • [FCA CF] Client dealing (since 27 Jul 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2021 to 2 Jul 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Jul 2021)
    • CF30 Customer (11 Oct 2013 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF21 Investment Adviser (29 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Feb 2004 to 29 Dec 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF21 Investment Adviser (29 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Feb 2004 to 29 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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