James Edward Sawley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 22 Jun 2023)
- [FCA CF] Client dealing (since 1 Jul 2018)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Manager of certification employee (27 Feb 2017 to 12 Oct 2017)
- [FCA CF] Client dealing (20 Jan 2017 to 1 Jul 2018)
- CF30 Customer (24 Jan 2011 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.