James Edward Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A & J WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 428590

    • SMF3 Executive Director (6 Jul 2023 to 28 Feb 2024)
    • SMF9 Chair of the Governing Body (3 Mar 2023 to 4 Jul 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 Mar 2023)
    • CF2 Non Executive Director (25 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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