James Edward Heslip

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Yorkshire Building Society

    FRN 106085

    • SMF5 Head of Internal Audit (since 26 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Nov 2021 to 10 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2021 to 12 Feb 2026)
    • [FCA CF] Material risk taker (1 Sep 2021 to 12 Feb 2026)
    • [FCA CF] Manager of certification employee (29 May 2020 to 31 Aug 2021)
  • Accord Mortgages Limited

    FRN 305936

    • SMF5 Head of Internal Audit (since 26 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Nov 2021 to 10 Jun 2024)
    • [FCA CF] Material risk taker (1 Sep 2021 to 12 Feb 2026)
    • [FCA CF] Manager of certification employee (29 May 2020 to 31 Aug 2021)
  • Norwich and Peterborough (LBS) Limited (no longer approved here)

    FRN 454265

    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Nov 2021 to 10 Jun 2024)
    • [FCA CF] Material risk taker (1 Sep 2021 to 9 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

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