James Edward Glynn

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 25 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2024)
    • CF1 Director (AR) (since 21 Mar 2024)
    • CF30 Customer (since 21 Mar 2024)
  • Jarrovian Wealth Limited

    FRN 1011870

    • (3)Employed By (since 21 Mar 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Feb 2013 to 18 Apr 2013)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (29 Nov 2007 to 20 Jun 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (22 Nov 2006 to 27 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Aug 2005 to 22 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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