James Edward Gill

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 31 Oct 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2021)
    • [FCA CF] Material risk taker (since 22 Oct 2021)
    • [FCA CF] Client dealing (since 8 Sep 2020)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 9 Dec 2021)
    • [FCA CF] Material risk taker (since 22 Oct 2021)
    • [FCA CF] Client dealing (since 8 Sep 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 18 Nov 2011)
    • CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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