James Edward Garner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 26 Apr 2013)
    • CF21 Investment Adviser (27 Jul 2007 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (18 Nov 2003 to 14 May 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.