James Edward Foster

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC

    FRN 416932

    • [FCA CF] Significant management (since 8 Feb 2021)
    • [FCA CF] Manager of certification employee (since 8 Feb 2021)
    • [FCA CF] Material risk taker (since 8 Feb 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • CF30 Customer (4 Jan 2011 to 8 Dec 2019)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF30 Customer (1 Nov 2007 to 29 Sep 2010)
    • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.