James Edward Forrester Hyde

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Financial Planning Limited

    FRN 722703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 28 Mar 2024)
  • Forrester-Hyde Limited

    FRN 476495

    • (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (2)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (3)4. Giving personal recommendations on retail investment products which are not broker funds
    • (4)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (5)SMF3 Executive Director (since 9 Dec 2019)
    • (8)[FCA CF] Significant management (since 9 Dec 2019)
    • (6)[FCA CF] Client dealing (since 9 Dec 2019)
    • (7)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (29)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Jun 2023)
    • (31)CF11 Money Laundering Reporting (12 Jun 2008 to 8 Dec 2019)
    • (32)CF1 Director (1 May 2008 to 8 Dec 2019)
    • (30)CF30 Customer (1 May 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Forrester-Hyde Limited

  2. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Forrester-Hyde Limited

  3. controlled function removed: [FCA CF] Client dealing at Forrester-Hyde Limited

  4. controlled function removed: [FCA CF] Significant management at Forrester-Hyde Limited

  5. controlled function removed: 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds at Forrester-Hyde Limited

  6. controlled function removed: SMF3 Executive Director at Forrester-Hyde Limited

  7. controlled function removed: [FCA CF] Functions requiring qualifications at Forrester-Hyde Limited

  8. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Forrester-Hyde Limited

  9. controlled function added: (29)SMF17 Money Laundering Reporting Officer (MLRO) at Forrester-Hyde Limited

  10. controlled function added: (30)CF30 Customer at Forrester-Hyde Limited

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