James Edward Clifford Turner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 6 Mar 2017)
    • [FCA CF] Client dealing (since 15 Nov 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Aug 2016)
    • [PRA CF] Managing a material risk taker (13 May 2022 to 18 Oct 2022)
    • [FCA CF] Manager of certification employee (15 Nov 2016 to 16 Nov 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Apr 2004 to 31 Oct 2007)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jan 2019)
    • [PRA CF] Managing a material risk taker (13 May 2022 to 18 Oct 2022)
    • [FCA CF] Manager of certification employee (22 Apr 2022 to 8 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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