James Edward Bowman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Jun 2021)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2021)
    • CF30 Customer (19 Apr 2018 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (24 Feb 2016 to 6 Mar 2016)
  • IFPC Limited (no longer approved here)

    FRN 144197

    • CF30 Customer (14 May 2013 to 16 May 2014)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (10 May 2011 to 17 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.