James Durance

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FIL Investments International
FRN 122170
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (11 May 2015 to 8 Dec 2019)
FIL Investment Advisors (UK) Limited
FRN 159360
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Feb 2018 to 8 Dec 2019)
FIL Pensions Management (no longer approved here)
FRN 144345
- CF30 Customer (15 Feb 2018 to 15 Mar 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 12 Nov 2012)
- CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Oct 2006 to 9 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.