Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Peel Hunt LLP
FRN 530083
- [FCA CF] Manager of certification employee (since 1 Jun 2020)
- [FCA CF] Algorithmic trading (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (14 Mar 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 23 Jul 2009)
- CF21 Investment Adviser (15 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.