James Douglas Wetherall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Sep 2014)
    • CF30 Customer (since 17 Sep 2014)
  • Wetherall's Ltd

    FRN 646605

    • Employed By (since 17 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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