Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Jul 2025)
    • [FCA CF] Client dealing (since 9 Jul 2020)
    • [FCA CF] Material risk taker (since 9 Jul 2020)
    • [FCA CF] Manager of certification employee (9 Jul 2020 to 6 Aug 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • [FCA CF] Manager of certification employee (since 7 Jul 2025)
    • [FCA CF] Material risk taker (2 Feb 2023 to 19 Feb 2024)
    • CF30 Customer (5 Mar 2014 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 2 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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