James Douglas Marriott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Bank, National Association

    FRN 456183

    • [FCA CF] Manager of certification employee (since 1 Aug 2023)
  • Wells Fargo Securities International Limited

    FRN 186745

    • [FCA CF] Manager of certification employee (since 10 Nov 2021)
    • [FCA CF] Client dealing (since 10 Nov 2021)
    • [FCA CF] Material risk taker (since 10 Nov 2021)
    • [FCA CF] Significant management (since 10 Nov 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (25 Jun 2018 to 9 Sep 2021)
    • [FCA CF] Manager of certification employee (12 Dec 2017 to 9 Sep 2021)
    • [FCA CF] Client dealing (6 Oct 2017 to 9 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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