James Douglas George Mills

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Fund Incubator Limited
FRN 208716
- [FCA CF] Client dealing (since 12 Apr 2023)
- CF1 Director (AR) (since 11 Oct 2021)
- CF30 Customer (since 11 Oct 2021)
Adaptogen Capital Management Ltd
FRN 956483
- (2)Employed By (since 11 Oct 2021)
Tudor Capital Europe LLP (no longer approved here)
FRN 492155
- CF4 Partner (1 Apr 2011 to 31 Dec 2012)
- CF30 Customer (1 Apr 2009 to 31 Dec 2012)

Updates to this individual's record on the FCA register.

1 day ago
controlled function removed: Employed By at Adaptogen Capital Management Ltd
1 day ago
controlled function added: (2)Employed By at Adaptogen Capital Management Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.