James Douglas Calder

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

City Asset Management Plc
FRN 122483
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (14 May 2010 to 8 Dec 2019)
- CF1 Director (21 Sep 2009 to 8 Dec 2019)
- CF29 Significant management (21 Sep 2009 to 5 Mar 2012)
Baring International Investment Limited (no longer approved here)
FRN 122628
- CF30 Customer (29 Feb 2008 to 25 Dec 2008)
Baring Asset Management Limited (no longer approved here)
FRN 170601
- CF30 Customer (29 Feb 2008 to 25 Dec 2008)
Bordier & Cie (UK) PLC (no longer approved here)
FRN 114324
- CF30 Customer (1 Nov 2007 to 15 Dec 2007)
- CF27 Investment Management (7 Apr 2005 to 31 Oct 2007)
Evelyn Partners Investment Management Services Limited (no longer approved here)
FRN 165169
- CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.