James Douglas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (13 May 2020 to 15 Sep 2025)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (13 May 2020 to 15 Sep 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (16 Nov 2016 to 10 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 May 2004 to 31 Oct 2007)
    • CF26 Customer Trading (6 May 2004 to 14 May 2004)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (16 Nov 2016 to 10 Feb 2019)
    • CF30 Customer (10 Jul 2009 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.