James Dothard Dilworth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF8 Apportionment and Oversight (16 Apr 2007 to 31 Oct 2007)
    • CF3 Chief Executive (16 Apr 2007 to 29 May 2009)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF1 Director (16 Apr 2007 to 29 May 2009)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
    • CF3 Chief Executive (16 Apr 2007 to 29 May 2009)
    • CF8 Apportionment and Oversight (16 Apr 2007 to 29 May 2009)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF27 Investment Management (1 Dec 2001 to 1 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.