Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 26 Feb 2025)
    • [FCA CF] Significant management (since 3 Feb 2025)
    • [FCA CF] Manager of certification employee (since 5 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 12 Jul 2023)
    • [FCA CF] Client dealing (18 Feb 2020 to 9 Dec 2020)
  • Wharton Asset Management UK LLP (no longer approved here)

    FRN 466199

    • CF21 Investment Adviser
    • CF30 Customer (28 Feb 2008 to 19 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

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