James Donald Hastings Fenner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • SMF3 Executive Director (1 Feb 2022 to 1 May 2024)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 3 Feb 2022)
    • [FCA CF] Client dealing (7 Sep 2016 to 30 Jun 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Feb 2022)
    • [FCA CF] Significant management (7 Mar 2016 to 3 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 3 Feb 2022)
    • CF30 Customer (25 Sep 2015 to 6 Mar 2016)
    • CF29 Significant management (25 Sep 2015 to 6 Mar 2016)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Significant management (1 Dec 2017 to 30 Jun 2024)
    • [FCA CF] Client dealing (1 Dec 2017 to 30 Jun 2024)
    • [FCA CF] Material risk taker (1 Dec 2017 to 30 Jun 2024)
    • [FCA CF] Manager of certification employee (1 Dec 2017 to 30 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2017 to 30 Jun 2024)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 12 Feb 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 23 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.