James Donald Barrie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • John Scott Davidson Ltd

    FRN 497942

    • (6)Employed By (since 22 Nov 2024)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 15 Oct 2014)
  • Tweed Wealth Management Ltd (no longer approved here)

    FRN 610278

    • Employed By (5 Mar 2020 to 2 Apr 2025)
  • Tom Hay (no longer approved here)

    FRN 415301

    • Employed By (8 Oct 2014 to 25 Mar 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 4 Sep 2012)
    • CF21 Investment Adviser (17 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jun 2005 to 17 Feb 2006)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF21 Investment Adviser (18 Nov 2004 to 10 Jun 2005)
    • CF22 Investment Adviser (Trainee) (17 Nov 2003 to 18 Nov 2004)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (18 Nov 2004 to 10 Jun 2005)
    • CF22 Investment Adviser (Trainee) (17 Nov 2003 to 18 Nov 2004)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (25 Jun 2002 to 31 Jul 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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