James Dobinson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • SMF27 Partner (6 Mar 2020 to 18 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Feb 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (7 Oct 2010 to 24 Jun 2013)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF30 Customer (1 Nov 2007 to 14 Sep 2009)
    • CF26 Customer Trading (3 Nov 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Nov 2006 to 3 Nov 2006)
  • Tradelink Worldwide Limited (no longer approved here)

    FRN 190867

    • (61)CF26 Customer Trading (1 Dec 2001 to 15 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (61)CF26 Customer Trading at Tradelink Worldwide Limited