James Digby Peterson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Wealth Management UK Limited

    FRN 218613

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Client dealing (since 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
    • [FCA CF] Manager of certification employee (31 Dec 2020 to 1 Apr 2024)
    • CF30 Customer (16 Sep 2012 to 8 Dec 2019)
  • MxP Partners LLP (no longer approved here)

    FRN 460465

    • CF30 Customer (8 Jul 2008 to 24 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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