James Derek Martin Browne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McLean Financial Planning (no longer approved here)

    FRN 534742

    • CF10 Compliance Oversight (4 Jan 2011 to 5 Apr 2016)
    • Responsible for Insurance Mediation (4 Jan 2011 to 5 Apr 2016)
    • CF4 Partner (4 Jan 2011 to 5 Apr 2016)
    • CF30 Customer (4 Jan 2011 to 5 Apr 2016)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF21 Investment Adviser (27 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Mar 2003 to 27 May 2005)
  • Independent Financial & Mortgage Services (no longer approved here)

    FRN 407355

    • (1)Employed By (29 Mar 2005 to 31 Dec 2010)
  • Independent Advice Matters.com (no longer approved here)

    FRN 193260

    • (3)Employed By (13 Apr 2000 to 30 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.