Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GENERAL INSURANCE SOLUTIONS LIMITED
FRN 435867
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 5 Nov 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF10 Compliance Oversight (28 Mar 2017 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Oct 2005 to 31 Mar 2009)
- CF1 Director (1 Oct 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Oct 2005 to 30 Sep 2018)
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- CF1 Director (AR) (13 Oct 2011 to 28 May 2013)
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- CF30 Customer (1 Nov 2007 to 19 Feb 2008)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
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- CF1 Director (AR) (8 Jan 2005 to 23 Sep 2005)
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- (1)Employed By (8 Jan 2005 to 23 Sep 2005)
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- (4)Employed By (1 Dec 2001 to 21 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.