James Dearden

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 6 Apr 2022)
    • CF1 Director (AR) (since 17 Mar 2022)
    • CF30 Customer (since 17 Mar 2022)
  • Lionheart Wealth Management Limited

    FRN 970996

    • (1)Employed By (since 17 Mar 2022)
  • Hemisphere Financial Limited

    FRN 647062

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (10 Mar 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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