James Davis

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 12 Feb 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Mar 2015)
  • Davis Wealth Management Limited

    FRN 917672

    • Employed By (since 12 Feb 2020)
  • Regency Wealth Ltd (no longer approved here)

    FRN 578309

    • (21)Employed By (19 Mar 2015 to 17 Feb 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 30 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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