James David Rippey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Northern Trust Global Investments Limited
FRN 191916
- SMF24 Chief Operations (since 13 Aug 2024)
- SMF3 Executive Director (since 7 Feb 2020)
- SMF10 Chair of the Risk Committee (16 Mar 2020 to 29 Sep 2020)
- SMF4 Chief Risk (9 Dec 2019 to 13 Aug 2024)
- CF1 Director (11 Nov 2019 to 8 Dec 2019)
- CF28 Systems and controls (27 Sep 2019 to 8 Dec 2019)
AMOVA ASSET MANAGEMENT UK LIMITED (no longer approved here)
FRN 122084
- CF1 Director (6 Sep 2018 to 4 Jun 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.