James David Phillips

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2025)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • Appointed representative dealing with clients for which they require qualification (3 Jun 2024 to 30 Apr 2025)
    • CF30 Customer (13 May 2024 to 3 Jun 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (10 Feb 2022 to 24 May 2024)
    • CF30 Customer (3 Feb 2022 to 24 May 2024)
  • Wealth Doctor Financial Planning Ltd (no longer approved here)

    FRN 625181

    • Employed By (3 Feb 2022 to 3 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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