James David Pearson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Dec 2025)
    • [FCA CF] Client dealing (since 11 Dec 2025)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 802331

    • [FCA CF] Functions requiring qualifications (24 Oct 2023 to 21 Nov 2025)
    • [FCA CF] Client dealing (24 Oct 2023 to 21 Nov 2025)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (8 Sep 2020 to 2 Nov 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Nov 2023)
    • CF30 Customer (28 Jul 2016 to 2 Nov 2023)
  • Elementum Ltd (no longer approved here)

    FRN 191392

    • Employed By (28 Jul 2016 to 2 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

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