James David Mills

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OneFamily Advice Limited (no longer approved here)
FRN 783577
- [FCA CF] Functions requiring qualifications (4 May 2023 to 21 Aug 2024)
Age Partnership Limited (no longer approved here)
FRN 425432
- [FCA CF] Functions requiring qualifications (22 Aug 2022 to 30 Dec 2022)
HL Partnership Limited (no longer approved here)
FRN 303397
- Appointed representative dealing with clients for which they require qualification (24 Mar 2021 to 22 Nov 2022)
OAKWOOD FINANCIAL SERVICES LTD (no longer approved here)
FRN 660574
- [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.