James David Malcolm

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • CF30 Customer (15 Jun 2015 to 22 Sep 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 18 May 2015)
    • CF21 Investment Adviser (24 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.