James David MacDiarmid

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Apollo Syndicate Management Limited (no longer approved here)
FRN 660936
- SMF2 Chief Finance (10 Dec 2018 to 14 Mar 2024)
- SMF5 Head of Internal Audit (10 Dec 2018 to 20 May 2019)
- SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (24 Jul 2015 to 6 Mar 2016)
HARDY (UNDERWRITING AGENCIES) LIMITED (no longer approved here)
FRN 204843
- CF1 Director (2 Apr 2003 to 19 Dec 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.