Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • [FCA CF] Material risk taker (10 May 2021 to 29 Apr 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Apr 2022)
    • CF30 Customer (26 Jun 2012 to 6 Mar 2016)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (26 Jun 2012 to 26 Sep 2013)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (25 Oct 2010 to 30 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.