Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pemberton Capital Advisors LLP
FRN 561640
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (8 Nov 2016 to 8 Dec 2019)
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- CF30 Customer (19 Nov 2010 to 26 Jun 2015)
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- CF30 Customer (19 Nov 2010 to 26 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 27 Jul 2010)
- CF21 Investment Adviser (22 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Jul 2005 to 21 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.