Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Nov 2016 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (19 Nov 2010 to 26 Jun 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (19 Nov 2010 to 26 Jun 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 27 Jul 2010)
    • CF21 Investment Adviser (22 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jul 2005 to 21 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.