James David Dowding

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Dec 2023)
    • CF30 Customer (21 Sep 2018 to 8 Dec 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF27 Investment Management (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.