Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 17 Mar 2021)
    • [FCA CF] Client dealing (since 17 Mar 2021)
    • SMF27 Partner (since 2 Mar 2020)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF1 Director (3 Jul 2003 to 20 Mar 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (18 Feb 2003 to 20 Mar 2006)
    • CF21 Investment Adviser (9 Dec 2002 to 20 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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