James David Bowen Lloyd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERNSTEIN AUTONOMOUS LLP

    FRN 500498

    • [FCA CF] Client dealing (since 1 Apr 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2024 to 30 Apr 2024)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (31 Jan 2020 to 31 Mar 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2024)
    • CF30 Customer (5 Jan 2015 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (22 Sep 2011 to 26 Dec 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (22 Sep 2011 to 26 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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