James David Athole Laing

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Resonance Impact Investment Limited
FRN 588462
- Director of firm who is not a certification employee or a SMF manager (since 14 Dec 2023)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- [FCA CF] Client dealing (31 Dec 2020 to 11 Jul 2022)
- CF30 Customer (30 Jul 2019 to 8 Dec 2019)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF30 Customer (4 Apr 2018 to 8 May 2018)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (1 Nov 2007 to 8 May 2018)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.