James David Alexander Ramsbotham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Newcastle Building Society
FRN 156058
- SMF9 Chair of the Governing Body (since 23 Jun 2021)
Newcastle Financial Advisers Limited (no longer approved here)
FRN 222899
- (129)Employed By (31 May 2022 to 9 Sep 2024)
Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (31 May 2022 to 9 Sep 2024)
Darlington Building Society (no longer approved here)
FRN 205895
- SMF9 Chair of the Governing Body (7 Mar 2016 to 31 Dec 2017)
- CF2 Non Executive Director (16 Nov 2006 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.