Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Feb 2025)
    • [FCA CF] Manager of certification employee (since 1 Feb 2025)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Manager of certification employee (1 Jan 2020 to 31 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (23 Oct 2012 to 12 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.