James Darcy Taylor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPSTONE INVESTMENT ADVISORS (UK), LLP
FRN 473282
- [FCA CF] Client dealing (since 10 Jul 2025)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (7 Sep 2020 to 30 Jun 2025)
Prism Financial Products LP (no longer approved here)
FRN 782608
- (7)Employed By (2 Nov 2018 to 28 Aug 2020)
Prism Financial Products LLP (no longer approved here)
FRN 607481
- CF30 Customer (19 Oct 2018 to 28 Aug 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.