James Daniel Pike

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1M Wealth Management Limited

    FRN 120776

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Significant management (1 Jul 2025 to 16 Mar 2026)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • [FCA CF] Significant management (9 Dec 2019 to 8 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2026)
    • CF30 Customer (27 Feb 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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