James Daniel Hoare

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 Jun 2023)
    • CF30 Customer (since 5 Jun 2023)
  • James Hoare

    FRN 996953

    • (1)Employed By (since 5 Jun 2023)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 May 2023)
    • CF30 Customer (20 Jul 2015 to 19 Dec 2022)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (14 Apr 2014 to 3 Oct 2014)
  • 4 Most Limited (no longer approved here)

    FRN 226751

    • Employed By (14 Feb 2007 to 27 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.