James Cunniffe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 5 Jun 2018)
    • [FCA CF] Client dealing (since 21 Nov 2016)
    • [FCA CF] Manager of certification employee (21 Nov 2016 to 22 Nov 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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