Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 22 Jan 2026)
- [FCA CF] Manager of certification employee (since 26 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2019)
- [FCA CF] Significant management (17 Aug 2022 to 8 Aug 2023)
- [PRA CF] Managing a material risk taker (1 Aug 2018 to 16 Sep 2021)
- [FCA CF] Manager of certification employee (1 Aug 2018 to 9 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (16 Feb 2017 to 1 Jul 2018)
- [FCA CF] Client dealing (16 Feb 2017 to 1 Jul 2018)
- CF30 Customer (5 Jul 2011 to 6 Mar 2016)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 22 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2019)
- [FCA CF] Manager of certification employee (since 1 Aug 2018)
- [FCA CF] Significant management (17 Aug 2022 to 8 Aug 2023)
- [FCA CF] Client dealing (1 Aug 2018 to 24 Sep 2018)
- [PRA CF] Managing a material risk taker (1 Aug 2018 to 16 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.