James Crossley Vernon Eccles

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 25 Nov 2023)
Anderson Wealth Planning Limited
FRN 574857
- (1)Employed By (since 25 Nov 2023)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF30 Customer (29 Apr 2008 to 25 Jun 2014)
ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)
FRN 143336
- CF30 Customer (1 Nov 2007 to 7 Jan 2008)
- CF26 Customer Trading (10 May 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

11 hours ago
controlled function removed: Employed By at Anderson Wealth Planning Limited
11 hours ago
controlled function added: (1)Employed By at Anderson Wealth Planning Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.