James Coulson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 28 Sep 2021)
    • [FCA CF] Manager of certification employee (17 Feb 2021 to 9 Sep 2021)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 28 Sep 2021)
    • [FCA CF] Manager of certification employee (17 Feb 2021 to 9 Sep 2021)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF16 Compliance Oversight (7 Mar 2016 to 11 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 16 Dec 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 16 Dec 2020)
    • CF10 Compliance Oversight (9 Mar 2015 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF11 Money Laundering Reporting (13 Feb 2012 to 24 Aug 2012)
    • CF29 Significant management (1 Nov 2007 to 1 Jan 2015)
    • CF17 Significant Mgt (Other Business Operations) (14 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2005)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF2 Non Executive Director (1 Aug 2011 to 8 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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